-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pyoyl4zzfRcH3neNyPOp+D3xu8mYp6V1c23Ea2U59c98plIlBkQEUP24eHT/0L8q Rzut7G3926KAwDB0L0qIxA== 0000950142-00-000152.txt : 20000215 0000950142-00-000152.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950142-00-000152 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PUBLISHING [2741] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11680 FILM NUMBER: 541509 BUSINESS ADDRESS: STREET 1: 200 CONCORD PLAZA DR STE 800 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN SMITH COUNSEL ET AL CENTRAL INDEX KEY: 0000860862 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2128887676 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G/A 1 AMENDMENT NO. 6 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 6 Under the Securities Exchange Act of 1934 Harte-Hanks, Inc. -------------------------- (Name of Issuer) Common Stock, par value $1.00 per share ------------------------------------------- (Title of Class of Securities) 416196 10 3 ------------- (CUSIP Number) Page 1 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person Train, Smith Counsel LLC S.S. or I.R.S. Identifica- tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of New York Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IA - -------------------------------------------------------------------------------- Page 2 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person Henry D. Babcock S.S. or I.R.S. Identifica- tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of United States Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN - -------------------------------------------------------------------------------- Page 3 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person John H. Rogicki S.S. or I.R.S. Identifica- tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of United States Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN - -------------------------------------------------------------------------------- Page 4 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person Concord International S.S. or I.R.S. Identifica- Investment Group, L.P. tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Delaware Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 5 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person T.K. International S.S. or I.R.S. Identifica- Corporation tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Delaware Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person CO - -------------------------------------------------------------------------------- Page 6 of 12 Pages CUSIP NO. 416196 10 3 13G ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person Mohamed S. Younes S.S. or I.R.S. Identifica- tion No. of Above Person - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) _______________________ if a Member of a Group (b) _______________________ - -------------------------------------------------------------------------------- 3. S.E.C. Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of United States Organization - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 2,212,034 Owned by Each (6) Shared Voting Reporting Person Power 0 with (7) Sole Dispositive Power 1,714,183 (8) Shared Dispositive Power 975,767 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,689,950 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 4.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN - -------------------------------------------------------------------------------- Page 7 of 12 Pages Item 1(a) Name of Issuer: Harte-Hanks, Inc. (the "Issuer") Item 1(b) Address of Issuer's Principal Executive Offices: 200 Concord Plaza Drive San Antonio, TX 78216 Item 2(a) Name of Person Filing: This Statement is being filed by: (i) Train, Smith Counsel LLC, a New York limited liability company and an Investment Adviser registered under the Investment Advisers Act of 1940 ("TSC"); (ii) Messrs. Henry D. Babcock and John H. Rogicki and Concord International Investments Group, L.P. a Delaware Limited Partnership ("Concord"), the members of TSC who, for purposes of the Securities Exchange Act of 1934, as amended (the "Act") are deemed to control TSC; (iii) T.K. International Corporation, a Delaware Corporation ("TK"), the sole general partner of Concord, which, for purposes of the Act, is deemed to control Concord; and (iv) Mr. Mohamed S. Younes, the majority shareholder of TK (all such persons in (i) through (iv) being hereinafter referred to as the "Reporting Persons"). Mr. Younes disclaims beneficial ownership of the shares of the Issuer which are the S subject of this Statement. Item 2(b) Address of Principal Business Office: The address of the principal business office of each of the Reporting Persons is 667 Madison Avenue, New York, NY 10021. Item 2(c) Citizenship: See Item 4 of the cover pages attached hereto. Item 2(d) Title of Class of Securities: Common Stock, par value $1.00 per share (the "Common Stock") Page 8 of 12 Pages Item 2(e) CUSIP Number: 416196 10 3 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) (X) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 140.13d-1(b)(1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with ss. 240.13d-1(b)(ii)(G) (h) ( ) Group, in accordance with ss. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership: Not applicable. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Page 9 of 12 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 10 of 12 Pages Signatures After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this Statement is true, complete and correct. Date: February 14, 2000 Train, Smith Counsel LLC By: /s/ John H. Rogicki ------------------- Name: John H. Rogicki Title: Member and Chief Operating Officer /s/ Henry D. Babcock -------------------- Henry D. Babcock /s/ John H. Rogicki ------------------- John H. Rogicki Page 11 of 12 Pages Signatures After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this Statement is true, complete and correct. Date: February 14, 2000 CONCORD INTERNATIONAL INVESTMENTS GROUP, L.P. By: T.K. International Corporation, General Partner By: /s/ Mohamed S. Younes --------------------- Name: Mohamed S. Younes Title: President T.K. INTERNATIONAL CORPORATION By: /s/ Mohamed S. Younes --------------------- Name: Mohamed S. Younes Title: President /s/ Mohamed S. Younes --------------------- Mohamed S. Younes Page 12 of 12 Pages -----END PRIVACY-ENHANCED MESSAGE-----